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Baker & Co., Incorporated

Baker & Co., Incorporated is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Baker & Co., Incorporated is a low commission Member of the New York Stock Exchange, Inc.  For over 30 years, Baker & Co., Incorporated has been providing independent investors with prompt, accurate, personal service… at low commission rates. As a discount broker, their purpose is to offer commission savings on investments. 

The company’s Business Continuity Plan is to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing their customers to transact business. In short, the business continuity plan is designed to permit the firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.  

The mission at Baker & Co., Incorporated is to provide market data and to execute trades promptly and efficiently… at low commissions for customers who make their own investment decisions. Baker & Co., Incorporated has steadfastly adhered to and fulfilled this mission year after year for thousands of their clients by delivering products investors want along with information necessary to make sound, independent investment decisions.

The goal of the company is to provide its clients with the ability to interact directly with all parties involved in the transaction. This approach protects the interests of the client, avoids conflicts of interests, and allows for a more efficient transaction.

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