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Berthel, Fisher & Company Financial Services, Inc.

Berthel, Fisher & Company Financial Services, Inc. is a member of National Association of Security Dealer. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

Berthel, Fisher & Company Financial Services, Inc. was established in 1985 as a diversified financial holding company. It offices are located in Marion. They provide full-service securities brokerage services for investors, investment banking services for mature companies and entrepreneurs, leases and loans for growing businesses, and a full array of insurance products. It is a diversified, full-service financial institution that provides its Clients-and its Registered Representatives-with a distinct creative edge. They offer clients an ideal balance, a full range of quality resources and products, along with the personalized attention and knowledgeable service every investor deserves.

A regional NASD registered broker, providing a full range of securities and brokerage services to a large and rapidly expanding client base, offering traditional and unique investment opportunities. Investment Banking and Private Equities Group Provides one-stop financial solutions for businesses through direct private equity investments and a full array of investment banking services including private and public offerings and advisory services. Leasing Group Innovative nationwide lease financing programs supporting capital equipment purchases for all industries including telecommunications, industrial equipment, cash dispensing machines, and manufacturing equipment.

They provide a comprehensive support program for all its Registered Representatives. Also they provide the tools to help meet clients’ goals with Quality Research, Advanced Technology, and Continuing Education Classes etc.

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