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Bull, Inc.

Bull, Inc. is a member of NASD, the National Association of Security Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Bull, Inc. has developed a business continuity plan to address how they will respond to events that significantly disrupt their business. Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. With that in mind, and in compliance with NASD Rule 3510, they are providing with this information on its business continuity plan.
We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the disruption.
The company’s business continuity plan addresses data back up and recovery, mission critical systems, financial and operational assessments, alternative communications with customers, employees, regulators and other critical contacts, alternative physical location of employees, critical supplier, bank and counter-party impact; regulatory reporting, and assuring their customers prompt access to their funds and securities if they are unable to continue their business.
Bull, Inc. is a financial services organization whose objective is to serve its clients, shareholders and the public in a fair, balanced and consistent manner while maintaining high standards of financial soundness, customer service, ethics, and corporate citizenship.  The company recognizes that financial service to people is their business, and it is their goal to provide quality service of the highest caliber.

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