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Home > Financial Services > Stock Brokers > Dominick & Dominick Llc
Dominick & Dominick Llc
Dominick & Dominick Llc is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Dominick & Dominick LLC, founded in 1870, is a historic name on Wall Street and one of the early firms to join the NYSE. During its long history, the firm has had only two owners, both families of distinguished repute who have committed to the enduring goal of building a firm which serves its customers’ needs and interests and supports its employees and financial advisers.
They are building their firm by hiring experienced sales professionals with long standing client relationships who will have the flexibility to be able to offer their clients quality products and services that are geared towards the customer’s financial needs and objectives.
The Company is a small firm with a small firm culture and personalized service with big firm technology and support services. The firm is staffed by experienced professionals who have worked in a big firm environment, some for as long as 30 years. Putting the customer’s needs first is paramount. The firm proudly fosters an entrepreneurial and supportive environment for its employees.
For both individual and institutional customers the company offers a full range of financial services. As the company uses independent third party research, financial institutions take advantage of their unbiased investment advice. Likewise, because their Financial Advisors have such vast experience, individual investors become their partners as they craft wealth management strategies that are unique to each one of their client’s investment objectives.
Their allegiances are clear and their goals are firmly aligned with providing their customers with independent investment advice and the best service possible to become your trusted adviser. They focus on creating proprietary solutions rather than selling proprietary products or dictating to their advisers what to sell to their customers. They seek to provide intelligent investment vehicles that match their client’s needs rather than serve some internal firm need.
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