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Home > Financial Services > Stock Brokers > Dougherty & Company Llc
Dougherty & Company Llc
Dougherty & Company is a member of NASD, the National Association of Security Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Dougherty & Company is a full service investment banking firm offering a wide array of investment products and services to institutions and individuals nationwide. Dougherty & Company can assist you with all of your insurance needs based on your financial goals. Whether it is estate planning or long term care, Dougherty & Company can help you find the appropriate insurance strategy like Life insurance, Long term care and Disability income.
Whether you are just starting a family or planning to retire, Dougherty & Company can assist you with your financial planning needs. Your Investment Executive will get to know your complete financial picture and then help you develop the investment plan that is right for you. They offer Asset Allocation, College Savings and Foundation Plans etc. Dougherty & Company has a strong foundation in serving the needs of non profits, units of state and local government, and other tax exempt entities. These include housing, acute care and senior living healthcare, education, and economic development sectors.
Dougherty & Company has successfully brought cutting edge financing methods to acute care hospitals and senior living facilities in metropolitan and rural markets to clients with low or below investment grade ratings. Dougherty & Company was instrumental in obtaining legislation that grants these agencies the ability to create state sponsored credit enhancement programs, greatly reducing their cost of economic development capital. Their banking professionals provide financial advisory services for both competitively sold bonds and for negotiated underwriting services for bonds supported by a variety of revenue sources including sales and property taxes, utility fees, tax anticipation pledges, user fees.
A dedication to client relationships and a commitment to superior execution provide the cornerstones to their investment banking practice. Dougherty & Co is being recognized by clients as unique in its service driven approach to client management. Their professionals have a diverse blend of transaction experience that provides for exceptional execution qualifications. Their goal is to create liquidity for their clients. They do extensive research on each issue they trade and can provide liquidity at critical times.
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