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Europa Securities, Llc




Europa Securities, Llc is a member of NASD the National Association of Securities Dealers. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams
 
Europa Securities was founded in early 1991 to serve non-member, financial institutions who seek better informed, faster and less expensive executions. Europa's typical clients are large investment managers, mutual funds, foreign broker-dealers or European banks. Europa clients manage the order from start to finish. Europa's seasoned professionals know that successful trades derive from the greatest amount of information and efficiency. At all times they keep their clients aware of their trade's status before, during, and after its execution.
 
Europa does not make markets in any securities and never position their clients' orders. They act as agents only, thus avoiding any client/trader conflict of interest. They simply seek the best price possible for their clients, even if that means standing in the crowd to buy on the bid side, sell on the offer, or split the spread. Their client's best execution is always their first priority.
 
Europa Securities can offer you trade in all DTC-eligible stocks, certain foreign stocks, equity and index options and fixed-income securities. They are committed to protecting your privacy. Europa Securities LLC has developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business.
 
Since the timing and impact of disasters and disruptions is unpredictable they will have to be flexible in responding to actual events as they occur. With that in mind, they are providing you with this information as to their business continuity plan. Europa Securities LLC is an accomplished group of Wall Street executives with years of experience in every aspect of the securities industry.

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