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Home > Financial Services > Stock Brokers > Equable Securities Corporation
Equable Securities Corporation
Equable Securities Corporation is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The Company was founded in 1977 to provide service in investments, estate planning and tax planning. Their brokers and agents have worked closely with the community in the metro Milwauke area. It provides a full range of investment products.
They believe in conservative, long term financial and investment planning. They have developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business. Since the timing and impact of disasters and disruptions is unpredictable, they will have to be flexible in responding to actual events as they occur. With that in mind, they are providing with this information on their business continuity plan.
Their business continuity plan addresses data back up and recover all mission critical systems, financial and operational assessments, alternative communications with customers, bank and counter-party impact, employees, contractor, regulators alternate physical location of employees, critical supplier, regulatory reporting and assuring their customers prompt access to their funds and securities if they are unable to continue their business.
If the significant business disruption is so severe that it prevents them from remaining in business, they will assure their customer's prompt access to their funds and securities. The number of investment opportunities has grown significantly and will continue to do so. The economy and market conditions are ever changing, making it extremely difficult for the individual or business to examine investments for inherent risks and varying returns.
Equable Securities Corporation tries to provide service in Tax free investments, mutual funds, Income and growth programs, professionally managed accounts and Stocks, bonds, money markets and variable annuities.
We provide excellent training, great benefits, and a tremendous opportunity to help clients achieve their financial goals.
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