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Gget Llc.

Gget, Llc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The firm opened for business in the teeth of one of the fiercest bear markets the American economy has ever experienced and immediately demonstrated its ability to provide a high level of service for its clients in the listed markets. In January 2002, it began operations as a level 3 OTC market maker.
The firm currently makes markets in approximately 125 OTC stocks. GGET continues to build its business with the most sophisticated and credit-worthy financial institutions, hedge funds and money managers.
GGET has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of “non-directed orders” any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, GGET has selected the execution venue on behalf of its customers.
The firm provides this disclosure statement to its customers to inform them of its ability to assess and respond to significant business disruptions. This disclosure statement is made available to customers during the account opening process and annually thereafter, is posted on the Firm’s Web site, and is mailed to customers upon request.

The company is an introducing broker-dealer and, as such, relies upon its clearing firm, National Financial Services for clearing and settling transactions. The Firm maintains a business continuity plan that provides for the assessment and response to significant business disruptions in coordination with NFS and the Firm’s other business partners.
Consistent with the Firm’s business continuity plan, they maintain alternative facilities in a different geographic location from its main office. Using these back-up facilities, the Firm intends to continue its business operations in the event of a significant business disruption.
In the unlikely event that the firm is unable to continue business as a result of a disruption, the Firm has developed processes and procedures reasonably designed to provide customers with the ability to access to their funds and securities within a reasonable time.

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