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Financial Network Investment Corporation

Financial Network Investment Corporation is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The firm, Financial Network, is a broker-dealer and part of ING Group, one of the world's largest integrated financial services organizations. ING Group is a global financial institution headquartered in Amsterdam, The Netherlands. ING offers banking, insurance and asset management services to more than 60 million private, corporate and institutional clients in more than 50 countries.

Financial Network provides a wide variety of investments and services. Each of their branch offices is independently owned and operated by their financial professionals, and is supported by their national organization.

As a securities brokerage firm, the firm is regulated by the United States Securities and Exchange Commission (SEC) and the National Association of Securities Dealers, Inc. (NASD), and is subject to the rules of those entities as well as the rules of the Municipal Securities Rulemaking Board (MSRB) and all 50 states.

The firms broad selection of products and services for financial institutions includes such as Classic financial planning, Retirement planning, Small business planning, Money purchase plans, Estate planning, Tax-advantaged and wealth accumulation strategies, Fee-based asset management, Small business planning, Mutual funds, Stocks and bonds.

In 1984, Financial Network partnered with its first financial institution, making quality investment products and services both accessible and convenient. Since then, their reputation for program customization, strict compliance adherence, non-proprietary selling, and reliable support has attracted and satisfied hundreds of financial institutions across the United States and Puerto Rico. The firm’s financial institution partners generate over $1.5 billion in annual sales while always maintaining control of their client relationships.

The firm works closely with you to recruit, train, and manage financial professionals who work with you. The goal of these various entities is to ensure fair and efficient securities markets and provide for the fair treatment of investors.

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