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Glen Rauch Securities, Inc.

Glen Rauch Securities, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

For more than 78 years, Valley National Bank has been providing quality banking and financial services to retail, commercial and trust customers. In 2002-3 Valley announced the acquisition of Glen Rauch Securities, Inc., a Wall Street brokerage firm specializing in municipal securities, in a further expansion of the Bank's investment services.

Glen Rauch Securities is a full service broker-dealer with significant expertise in municipal bonds. The firm now manages internally over one billion dollars in fixed income and another two billion in bonds sent out to other fiduciaries. Glen RauchSecurities strives for the development of a meaningful and lasting relationship with all of their clients. Their commitment to excellence over the long term separates them from the competition.

Glen Rauch Securities, Inc. has developed a Business Continuity Plan on how they will respond to events that significantly disrupt their business. They plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding their employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing their customers to transact business. In short, their business continuity plan is designed to permit their firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Glen Rauch Securities provides the right course for your investment strategy, and they work everyday to attain your goals.Glen Rauch Securities has established a widely held reputation for excellence in research. Municipal bonds play an integral role in establishing successful investment programs. Free from federal taxation, municipals provide conservative investors with the benefits of preservation of capital and attractive income levels to maintain their desired standard of living.

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