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Home > Financial Services > Stock Brokers > First Allied Securities, Inc.
First Allied Securities, Inc.
First Allied Securities, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
First Allied Securities, Inc. was founded in 1994 as a privately held company with a vision of providing independent financial consultants with cutting edge technology, innovative products, and superior service. First allied is fast becoming recognized as the premier broker-dealer for successful, high producing independent financial consultants. First Allied Securities is a member of the National Association of Securities Dealers (NASD) and the Securities Investor Protection Corporation (SIPC), and a Registered Investment Advisor offering fee-based products and services.
To assist them in realizing their vision, they partnered with Wells Fargo & Company in July 2002 as a non-bank affiliate. In January of 2005, Advanced Equities Financial Corporation, a Chicago-based investment banking firm purchased First Allied. While they have maintained a strong research, product and clearing relationship with Wells Fargo, as an Advanced Equities company they can offer their financial consultants an even wider-range of financial services and products, including the opportunity to participate in private equity investments and initial public offerings. Through their affiliations, they have grown as a company and expanded their presence as one of the nation’s leading independent broker dealers.
The firm provides their brokers with the highest level of personal service and dedication so that they can offer the same for their clients. The success lies in building strong business relationships is a reflection of their commitment to excellence and customer satisfaction. As they move forward, they will continue supporting their financial consultants as they work to help their clients achieve their financial goals.
The firm’s goal has always been to partner with those financial consultants, who represent the best in the industry and now, with approximately 500 financial consultants and 190 branches across the United States.
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