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Gunnallen Financial, Inc.

Gunnallen Financial, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Hard-working entrepreneurs with the desire to help individuals founded GunnAllen Financial, Inc. in 1986, families and businesses prepare for every aspect of their financial lives. After more than 19 years, the firm encompasses much more than a traditional independent broker/dealer firm. Headquartered in Tampa, Florida, GunnAllen Financial is home to a staff of more than 250 financial operations personnel supporting more than 900 independent financial representatives in offices across the nation.
GunnAllen Financial is a full service brokerage and investment-banking firm with a nationwide presence. For almost two decades, GunnAllen Financial has been providing clients with a broad variety of investment products and services to help them prepare for their financial future. Today, GunnAllen Financial continues to provide clients with solutions for all of their financial needs.
GunnAllen Financial, Inc. has a Business Continuity Plan in place to respond to events that considerably disrupt their business such as trading, deposits, withdrawals, any market sensitive items, and ensuring that customers have access to their cash and securities.
GunnAllen Financial believes that representatives should have access to a wide array of financial products to address their clients' diverse investment needs. Your financial representative is not required to sell company products, which provides total flexibility when working with you to map out the right investment plan for any stage of your life. From stocks and bonds to complex insurance policies and more they have quality products that can easily be integrated into your investment plan.

GunnAllen is dedicated to simplicity through full and explicit disclosure, as well as enhanced understanding of the securities markets. They believe that the needs of the investor should always come first. As an investor, you have important rights, including the right to high quality products and services from the securities firm you choose. At the same time, investors need to shoulder certain responsibilities themselves like carefully planning to meet their investment goals and to stay informed about the risks and rewards of their investments.

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