|
|
 |
| |
|
Home > Financial Services > Stock Brokers > Lek Securities Corporation
Lek Securities Corporation
Lek Securities Corporation is a member of NASD, the National Association of Securities Dealer. NASD is a self regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
The firm is a Delaware corporation founded in 1990. The firm is registered with the U.S. Securities and Exchange Commission as a Broker Dealer. It is exclusively engaged in the business of executing and clearing orders in equity securities, options and futures, as agent, for professional and institutional clients.
There they are engaged in only one business. They provide the very best execution and clearing services for their customers. Their policy prohibits proprietary trading and market making. As there customer you know for sure that they will never be on the opposite side of your trade. This way, even the appearance of a conflict of interest is avoided.
Their goal is to get their customers the very best price by accessing the very best markets. Few Wall Street firms are as focused on the execution business as LSC. Their customers trade completely anonymously. Because of the large volume executed by their many clients on many different exchanges, it is virtually impossible for competitors to decipher the identity of their clients or to detect trading patterns.
They have a long history of advocating transparency in the markets. Open and fair markets are not only good for investors. It’s also good for business. A fairer market allows their clients to be more profitable and in turn this leads to more business for their firm. They are not afraid to speak out in their customers’ interest and they will not hesitate to take on entrenched interests if it leads to a fairer and more open marketplace.
The firm is a great supporter of the Securities and Exchange Commission (SEC) in its effort to create a more open market. In particular, they strongly support the SEC’s efforts in opening up the options exchanges, by demanding that a customer be given access to the best price, even if that price is quoted on a competing exchange.
Financial Services Companies
all are here at FinancialBrowsers.com Permission is granted to reproduce this article as long as the above resource paragraph is left intact with active links.
Back to Stock Brokers
|
|
|
|
|
|
|