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Home > Financial Services > Stock Brokers > Mercantile Investment Services, Inc.

Mercantile Investment Services, Inc.

Mercantile Investment Services, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The firm was founded in 1864. Mercantile Investment & Wealth Management and its affiliates have flexible investment responsibility for $26.6 billion. The firm provides comprehensive investment advisory and management services across a flexible range of strategies, portfolio options and investment services that leverage the expertise of investment professionals and resources both internally and throughout the industry.

The firm is a registered broker-dealer affiliate with discount brokerage, self-directed and on-line brokerage capabilities, including cash management-type accounts. Mercantile Investment and Wealth Management Provides Trustee and Custodial Services toCorporations, Non-Profit Organizations, Municipalities etc. The firm currently services $ 9.5 billion in Taft-Hartley relationships. They will provide advice regarding the best options, from carefully tailored lines of credit to a sound estate plan.

They provide a broad array of investment products and services to help their clients build and preserve wealth. It is committed to understanding the needs of individuals, businesses, and families who prefer to utilize a wide range of brokerage services such as asset allocation portfolio implementation program, 401-K programs, access by online service. The firm’s Institutional Custody Services mission is to combine technology with personal service to meet their clients’ needs.

Their services help to provide their clients with the highest quality services at a competitive fee by controlling their costs. To achieve this objective, they establish alliances for technological resources rather than assume the entire expense of developing and maintaining systems in-house. In addition to reducing costs, the synergy created through the alliances, produces client service that is superior to the programs each firm can provide individually.

The firm provides service in which include Retiree Payment Processing, Client Reporting, CD ROM Reporting, Online Account Access, Retiree Payment Processing etc. Investment advisory services they provide include that Risk profiling, Multi-manager account program with access to select investment managers from around the industry, Managed mutual fund programs etc. Their Multiple Manager Strategies Program that provides customized diversified strategies and access to select managers including their proprietary investment management.

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