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National Financial Services Llc

National Financial Services Llc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

National Financial's comprehensive line of Premiere Select retirement products and selling tools offer you a wide variety of funding options and services to help meet your customers' retirement planning needs. From individual retirement products to turnkey plans for small businesses and private label IRAs, their products can help maximize your firm's opportunity in the ever competitive and growing retirement marketplace. Their individual retirement offering includes Traditional, Roth, and Rollover IRAs, as well as the IRA-BDA. Small business retirement products include SIMPLE and SEP-IRAs, and Money Purchase/Profit Sharing Plan. Both individual and small business offerings let you choose from more than 11,000 mutual fund share class alternatives, plus thousands of individual securities.

The Company can help you manage annuity products from multiple insurance carriers with services including the opportunity to automatically include annuities information on your customers' brokerage statement. Annuities posting services give you admission to more than 40 carriers. Their commission settlement services help improve accurateness and efficiency by automating back office commission data entry and reconciliation.

The Company’s fee based solutions provide you with choice and flexibility. They offer both fully bundled fee based programs and individual services to complement an existing program. Their mutual fund enfold and separate account management programs provide you with access to comprehensive turnkey solutions through third-party providers, allowing you to outsource your fee based program needs. Or, you can use their individual services such as fee based billing and performance reporting to help you build a fee based business or complement an existing one.

Their commitment to clearing helps provide correspondent broker/dealers with the power they need to help them shift their businesses into high gear. With concentrations in clearing services, capital markets, brokerage technology, investment solutions, and business building, they can help you enhance firm profitability, drive business growth, forge deeper customer relationships, and create a competitive advantage.

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