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Home > Financial Services > Stock Brokers > Raike Financial Group Inc.

Raike Financial Group Inc.

Raike Financial Group is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

The firm was founded by William J. Raike, with the philosophy of providing the very best possible service to every client along with setting the standard for broker service providers. They offer an extensive brokerage operation through Southwest Securities which includes a full array of financial services.

They acknowledge and appreciate each and every broker and client doing business with their firm. They relish the opportunity and confidence given them as they serve their financial consultants nationwide. The challenge to provide an outstanding level of service to both client and financial consultant is one they welcome.

Through their asset management program, you have access to the finest professional money managers available. These managers allow you to offer comprehensive management services to your clients. You can open an account for as little as $100,000. Fees charged are based on total assets in the program and how the plan is customized to the client’s needs & objectives.

The firm encourages the use of investment grade corporate bonds to enhance and further diversify your client’s portfolio. They have a constantly changing inventory of investment grade municipal bonds. With the volatility of the equity markets of recent, many investors are utilizing municipal bonds as a safe haven.

The firm helps you in your effort to reach your investment goals. They encourage you to speak with your registered representative and share your goals with him or her. Their registered representative can then assist you in developing an investment strategy based upon your needs and current situation to help you to reach your goals.

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