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Home > Financial Services > Stock Brokers > RBC Dain Rauscher Inc.

RBC Dain Rauscher Inc.

RBC Dain Rauscher is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.

RBC Dain Rauscher was founded in 1909; a wholly owned subsidiary of Royal Bank of Canada is one of the nation's largest full service securities firms with more than 1,650 financial consultants and 5,000 employees. The company serves individual investors and businesses through offices coast to coast, and capital markets and correspondent clients in select U.S. and international markets.

Whether your business is new or well established whether you are self employed or president of a large company, RBC Dain Rauscher can assist you with a variety of financial needs. They take time to learn about your goals and objectives, and provide timely, insightful advice to help you achieve them.

Their firm's equity capital markets group encompasses equity research, institutional equity sales and trading, corporate finance, equity capital markets, mergers and acquisitions, corporate credit and structured finance. Its equity research analysts follow many companies in select industry sectors, including Biotechnology and Healthcare, Communications and Media, Consumer and Diversified Products, Energy, Financial Institutions, Forest Products, Mining and Resources, Real Estate, Technology, and Utilities and Infrastructure.

They offer consultation and planning assistance and can help you find administrative and record keeping services, should you require them. A 401k is a defined contribution plan that allows your employees to set aside tax deferred income for retirement. The key advantages of a 401k include requires significant record keeping, but offers flexibility in designing benefits and features.

A profit sharing plan is a defined contribution program under which you may determine annually how much your company will contribute to the plan. The key advantages of a Profit Sharing Plan are offers tremendous flexibility to the employer in determining the annual contribution amount. Rbc Dain Rauscher's Fixed Income Group is a leader in fixed income trading, sales and public finance underwriting.

Their philosophy of Customer Focused Quality drives their success. They strive to offer the best fixed income products to help each client meet their unique financial goals.

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