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Pruco Securities, Llc.

Pruco Securities, Llc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Pruco Securities, LLC strives to provide uninterrupted service to their customers, certain events outside their control could impact their ability to conduct business. Such events could be weather-related or man-made, and could impact a wide geographic area or a single Pruco facility. Pruco has a comprehensive Business Continuity Plan (BCP) in place to facilitate their ability to operate and serve their customers if such a business disruption were to occur. The following is an overview of their Business Continuity Plan and how they will respond to such situations. Pruco, a subsidiary of Prudential Financial is a registered broker dealer and investment adviser, offering variable life insurance and variable annuity products, mutual Funds and securities brokerage accounts through its registered representatives.
Pruco also distributes individual variable life insurance products for Prudential and its affiliates. Pruco has sales offices throughout the United States, with many of the operational facilities located in New Jersey, Pennsylvania, Florida and Minnesota. Each Pruco office maintains its own business continuation plan that Provides for alternative operating sites, back-up facilities and systems. For their brokerage accounts, Pruco clears customer trades on a fully disclosed basis through First Clearing, LLC.
Pruco, as part of Prudential, has access to extensive resources, both in terms of Alternative physical locations from which to conduct business, as well as systems resources to provide disaster recovery planning. Because Pruco conducts its business activities from multiple locations, it has made arrangements to relocate associates to one of several backup locations in the event that a primary work location is unavailable.
The company is good at what ever they do and that is demonstrated by the fact that they have one of the highest client retention rates in the technology services industry. Their clients' success is mirrored in the company’s own financial performance. The Company has achieved record growth with revenues climbing thirty percent annually.

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