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Home > Financial Services > Stock Brokers > Puplava Securities, Inc.
Puplava Securities, Inc.
Puplava Securities, Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
James J. Puplava is President of, Puplava Securities, Inc an investment advisory and money management firm. The Company was founded in 1985, specializes in investment, retirement, tax, and estate planning services. Mr. Puplava is also president of Puplava Securities, Inc. a Broker Dealer and Member. He is a member of the Market Technicians Association and a CMT candidate.
In response to his desire to offer his clients more effective trading, Jim established Puplava Securities, Inc. in 1996 as a registered broker dealer. After careful research, he selected National Financial Services, LLC as his clearing firm. With state of the art terminals and electronic communication, Jim and his staff manage 200 million in investor assets.
The Company is a registered broker dealer, offering brokerage services to their clients through National Financial Services Corporation, a Fidelity Investments Company. One of the greatest advantages of establishing their own broker dealer has been the opportunity to pass the execution savings on to their customers.
PSI offers several types of accounts from standard brokerage to cash management checking accounts to their Premier Asset Management Account for fee based investors. Whatever your investment needs, PSI representatives are able to advise and execute your trades with efficiency.
The Company offers its customers Individual & Joint Accounts, Custodial, Investment Club, Trust, Pensions; IRAs, TSAs, IRA Rollovers, Profit Sharing, Defined Benefit, 401k. Account Minimum is $50,000. Accounts are carried by National Financial Services, LLC, and Member NYSE/SIPC. Fidelity Management Trust Company acts as custodian for Premiere Select IRA accounts offered through PSI.
Their firm adheres to strict investment guidelines. Investment recommendations are based on rated performance, the economic environment, and their client's investment objectives. Through their broker & dealer, you have access to a complete selection of investment options.
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