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Qa3 Financial Corp.

Qa3 Financial Corp is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams. 
From their corporate structure to the way they handle compliance, their company and support systems have been designed to support you in taking your practice to the next level. The result is a truly unique wealth management company. 
Collaborative financial planning makes QA3 distinctly different is their philosophy of collaborative financial planning. They believe that clients are best served when three professional advisors an attorney, CPA, and financial advisor all work together. Their vision is to perfect the way the world plans by creating a network of highly educated financial advisors, estate planning attorneys, and CPAs who support one another in crafting comprehensive wealth plans to enhance the clients' financial well being. QA3 has developed turn-key programs designed to make it as easy as possible for CPAs, attorneys, and financial institutions to partner with a registered representative to provide financial/investment services. 
QA3 technology is always designed to make your job easier. In addition to offering transition and web support, their Advisor Desktop Intranet puts the information, tools and resources you need most at your fingertips, enabling you to quickly and easily profile your clients, analyze your business, or communicate with your peers. In addition, you will be equipped to connect directly to their back office system, allowing you to instantly retrieve, add, and modify client records and orders. QA3's parent company, Quantum Alliance, consists of a group of carefully chosen companies with the same underlying purpose: to empower independent advisors and their clients by fostering collaboration among financial professionals. No other wealth management company in the country has an infrastructure so ideally suited to supporting collaboration.
QA3 restricts access to nonpublic, personal information to employees, affiliates and nonaffiliated third parties who need such information to provide products and services to you their customers. They have in place physical, electronic and procedural safeguards to protect your nonpublic, personal information. 

 The Company’s mission is to help professionals grow their businesses and credibility. Quantum Alliance leads the professions in creating collaborative relationships and, where appropriate, multidisciplinary practices.

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