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Swiss American Securities Inc.

Swiss American Securities Inc. is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
With over 300 clients worldwide, the firm, a member of Credit Suisse Group, is a client-focused broker-dealer and custodian. They specialize in customized, technologically innovative solutions for both international execution and cross border custody services.

The firm also offers solid Options expertise to portfolio managers seeking to enhance returns, protect portfolios in uncertain times, repair positions, and achieve other short and enduring goals. They provide core mutual fund services.  They execute fund orders, handle dividend reinvestment plans (DRIPs), post income, and provide record-keeping and reporting services. Their comprehensive fund administration services include corporate actions monitoring, proxy voting services, and tax reporting assistance.

Their commitment to delivering customized client solutions has led to the development and continued enhancement of their proprietary systems as well as an ongoing focus on e-business initiatives. Their single source convenience and focus on Straight through Processing (STP) is at the center of their international financial services. Achieving STP calls for a profound understanding of industry standards, requirements and practices of an institution's special needs.

At its core, the firm focuses on Straight through Processing and personalized service. They offer a suite of products and services that connect financial institutions and their customers to global markets efficiently and economically. With the past performance of the company in mind and the expertise and dedication of the management and staff the company is expected go to far greater heights in the near future.
The company is good at what ever they do and that is demonstrated by the fact that they have one of the highest client retention rates in the technology services industry. Their clients' success is mirrored in the company’s own financial performance. The Company has achieved record growth with revenues climbing thirty percent annually.

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