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Syndicated Capital, Inc.

Syndicated Capital, Inc is a member of NASD, the National Association of Securities Dealers. NASD is a self-regulatory organization of the securities industry responsible for the operation and regulation of the NASDQ stock market and over the counter markets. It also administrates exams for the investments professionals, such as the series of 7 exams.
Syndicated Capital headquartered in Santa Monica, California since 1991, is a boutique broker dealer that services independent registered representatives and registered investment advisors with branch locations throughout the country. Client assets are custody through Pershing LLC, a leader in the industry, based in Jersey City, New Jersey. It continues to deliver state of the art systems to their reps as well as comprehensive products and statements to their clients.
They continue to enjoy consistent growth in client base by following their basic principal of fulfilling representatives’ needs, by offering the right products and services ranging from financial planning to screening international stocks, and to meeting their client needs. Their experienced and knowledgeable registered representatives are supervised by more than a dozen practicing principals. They have the expertise to service nearly every type of investors from wealth accumulators to retirees.
They provide a full range of products and services including bonds, equity, insurance, retirement planning, financial planning, institutional trading, cash management, convertibles, syndicate offerings, LP/REIT, options, CD’s, variable annuities, debit card, money market, wrap fee accounts, UIT, mortgage-backed securities.
Their wealth of resources extends beyond conventional products and services and encompasses a larger network of affiliates and third party managers. By providing more products and service, you will have more opportunities to serve a larger base of clients.
They give you complete direct access to investment products. They use a dual-clearing system in conjunction with Wedbush Morgan and Pershing and use the latest technology to increase turnaround and response time. With their wealth of resources, they can give you more choices. 

They are unbiased and don’t believe in quotas. In addition to a highly competitive payout, they give you the independence to operate in your own style and address the needs or your clients without back office interference.

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